The building of Bank Vontobel - exterior view

Financial Services Act (FinSA)

The Swiss Federal Act on Financial Services (FinSA) contains rules for the provision of financial services and the offering of financial instruments in Switzerland. The focus lies on the code of conduct that financial service providers must adhere to in relation to their clients, depending on their client classification, when providing financial services.

The following links will take you directly to the information related to the implementation of FinSA at Vontobel.

Vontobel

General Conflict of Interest Policy of the Vontobel GroupDownload
Vontobel Complaint ManagementDownload
Complaint formLink
Swiss Banking: Risks Involved in Trading Financial Instruments (2023)Download

Bank Vontobel AG

Best Execution and Order Handling Policy - Bank Vontobel AGDownload
Vontobel Trading VenuesDownload
Private Clients
Information on Investor ProtectionDownload
Implementation of MiFID ESG preferences in wealth managementDownload
Transaction Banking
Information regarding Transaction BankingDownload

Vontobel Asset Management AG

Best Execution in Asset ManagementDownload
Information for Clients of Vontobel Asset ManagementDownload

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